Lisa Caiazzo Calongne

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2023-07-11
TX	RA	APPROVED	2023-07-11

LA RA
APPROVED

Since 2023-07-11
TX RA
APPROVED

Since 2023-07-11

Branch Locations

Metairie, LA • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

3340 Severn Ave., Suite 315, Metairie, LA 70002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	05/2015	07/2023
Lpl Financial, Llc	Metairie	LA	07/2023	Present

05/2015 → 07/2023

Edward Jones

St Louis, MO
07/2023 → Present

Lpl Financial, Llc

Metairie, LA

Previous Registrations

2015-08-28 → 2023-07-17

Edward Jones

Metairie, LA

Metairie, LA

St Louis, MO

Metairie, LA

Other Businesses

1) 07/11/2023 - Kei Crus Inc. - Whiskey Cowboy Saloon - Business Owner- Restaurant bar and grill - Partner Only - Non-Inv Rel - Start: 06/2010 2) 08/11/2023 - Luminary Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/03/2023 - 180 Hours Per Month/ 40 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-07-07

S66 Uniform Combined State Law Examination

2015-07-07

Other Names

Lisa Calongne

View on SEC IAPD