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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-14 |
| CA | RA | APPROVED | 2020-01-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Laguna Hills | CA | 10/2013 | 01/2020 |
| Wells Fargo Clearing Services, Llc | Laguna Hills | CA | 04/2015 | 01/2020 |
| Jp Morgan Securities, Llc | Orange | CA | 01/2020 | 07/2020 |
| Jp Morgan Chase Bank, N.A. | Orange | CA | 01/2020 | 07/2020 |
| J. P. Morgan Securities, Llc | Orange | CA | 08/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-07 |
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