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Daniel Lee Miller

Alliancebernstein L.P.

Atlanta, GA

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-08
FL RA APPROVED 2021-10-07
GA RA APPROVED 2021-04-22
  • TX RA
    APPROVED_RES
    Since 2023-10-08
  • FL RA
    APPROVED
    Since 2021-10-07
  • GA RA
    APPROVED
    Since 2021-04-22

Branch Locations

3560 Lenox Road Ne, Suite 3000, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Securities, Inc Chicago IL 04/2015 07/2020
Northern Trust Bank Chicago IL 06/2012 07/2020
Sanford C. Bernstein & Co., Llc Atlanta GA 11/2020 Present
Unemployed Atlanta GA 07/2020 11/2020
  • 04/2015 → 07/2020
    Northern Trust Securities, Inc
    Chicago, IL
  • 06/2012 → 07/2020
    Northern Trust Bank
    Chicago, IL
  • 11/2020 → Present
    Sanford C. Bernstein & Co., Llc
    Atlanta, GA
  • 07/2020 → 11/2020
    Unemployed
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-13
S63 Uniform Securities Agent State Law Examination 2015-06-26
  • S66 Uniform Combined State Law Examination
    2020-11-13
  • S63 Uniform Securities Agent State Law Examination
    2015-06-26

View on SEC IAPD

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Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

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