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2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-03-18 |
Branch Locations
8765 W Kelton Lane Building C2, Peoria, AZ 85382 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 02/2016 | 02/2018 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 06/2018 | 10/2025 |
| Unemployed | Chandler | AZ | 02/2018 | 06/2018 |
| Schwab Wealth Advisory Inc | Phoenix | AZ | 02/2021 | 10/2025 |
| Bergen Financial Group | Peoria | AZ | 02/2026 | Present |
| Ae Wealth Management, Llc | Topeka | KS | 03/2026 | Present |
| Unemployed | Phoenix | AZ | 11/2025 | 01/2026 |
Bergen Financial Group; Yes, Investment Related; 8765 W Kelton Lane, Building C2 Peoria, AZ 85382; Insurance Sales; Financial Advisor; Start Date 022026; Approx. 160 hours a month; Approx. 160 hours during trading; Insurance Sales and Services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-01 |
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