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Lindsay Powell Sawicki

Mai Capital Management, LLC

Ponte Vedra Beach, FL

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-11-30
  • FL RA
    APPROVED
    Since 2022-11-30

Branch Locations

820 Highway A1A N Suite E4, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Jacksonville FL 06/2015 09/2022
West Point Business Group Jacksonville FL 06/2015 09/2022
Principal Securities Inc Jacksonville FL 04/2016 09/2022
Mai Capital Management Llc Ponte Vedra Beach FL 10/2022 Present
  • 06/2015 → 09/2022
    Principal Life Insurance Company
    Jacksonville, FL
  • 06/2015 → 09/2022
    West Point Business Group
    Jacksonville, FL
  • 04/2016 → 09/2022
    Principal Securities Inc
    Jacksonville, FL
  • 10/2022 → Present
    Mai Capital Management Llc
    Ponte Vedra Beach, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-08
S63 Uniform Securities Agent State Law Examination 2015-07-07
  • S65 Uniform Investment Adviser Law Examination
    2015-10-08
  • S63 Uniform Securities Agent State Law Examination
    2015-07-07

View on SEC IAPD

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Other Investors

SCOTT DOUGLAS CONROY
GALE RUSSELL CREIGHTON
DEAN EDWARD MCQUIDDY
DAVID ANDREW FURFINE
WILLIAM MARC DAVIS
DAVID ADAM SIEGEL
PATRICK ALAN RILEY
LORI DENISE BAYLER

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · PONTE VEDRA BEACH, FL
SAWGRASS ASSET MANAGEMENT LLC · PONTE VEDRA BEACH, FL
CORAL REEF ADVISORS LLC · PONTE VEDRA BEACH, FL
RAYMOND JAMES & ASSOCIATES, INC. · Ponte Vedra Beach, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Ponte Vedra Beach, FL
KESTRA ADVISORY SERVICES, LLC · Ponte Vedra Beach, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · PONTE VEDRA BEACH, FL
J.P. MORGAN SECURITIES LLC · Ponte Vedra Beach, FL

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