Corey Steven Elliott

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-08-05

FL RA
APPROVED

Since 2021-08-05

Branch Locations

100 University Town Center Drive, Sarasota, FL 34243 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services Llc	Greenwood Villiage	CO	04/2015	07/2021
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	07/2021
Charles Schwab & Co., Inc.	Sarasota	FL	07/2021	Present
Charles Schwab Bank, Ssb	Sarasota	FL	07/2021	Present

04/2015 → 07/2021

Fidelity Brokerage Services Llc

Greenwood Villiage, CO
07/2018 → 07/2021

Fidelity Personal And Workplace Advisors

Boston, MA
07/2021 → Present

Charles Schwab & Co., Inc.

Sarasota, FL
07/2021 → Present

Charles Schwab Bank, Ssb

Sarasota, FL

Previous Registrations

2018-07-13 → 2021-07-09

Fidelity Personal And Workplace Advisors

Boston, MA
2017-08-15 → 2018-07-13

Strategic Advisers Llc

Greenwood Village, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-08-07
S63	Uniform Securities Agent State Law Examination	2015-06-08

S66 Uniform Combined State Law Examination

2017-08-07
S63 Uniform Securities Agent State Law Examination

2015-06-08

Designations

Other Names

Corey Elliott

View on SEC IAPD