Michael Swinehart

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-03-31

FL RA
APPROVED

Since 2026-03-31

Branch Locations

Boynton Beach, FL • United States

1000 Corporate Dr, Suite 700 Radice Iii, Ft Lauderdale, FL 33334-3637 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Henderson	NV	10/2004	03/2026
Mml Investors Services, Llc	Ft Lauderdale	FL	03/2026	Present
Massmutual Life Insurance Co	Ft Lauderdale	FL	03/2026	Present

10/2004 → 03/2026

Ameriprise Financial Services, Llc

Henderson, NV
03/2026 → Present

Mml Investors Services, Llc

Ft Lauderdale, FL
03/2026 → Present

Massmutual Life Insurance Co

Ft Lauderdale, FL

Previous Registrations

2005-01-27 → 2026-04-02

Ameriprise Financial Services, Llc

Tucson, AZ

Las Vegas, NV

Boca Raton, FL

Allentown, PA

Center Valley, PA

Henderson, NV

Palm Beach Gardens, FL

Las Vegas, NV

Henderson, NV

Las Vegas, NV

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-01-26

S66 Uniform Combined State Law Examination

2005-01-26

Other Names

Michael Allexander Swinehart
Michael Swinehart
Michael Alexander Swinehart

View on SEC IAPD