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Sable Elise Potts

Charles Schwab & Co., Inc.

Los Angeles, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-02-18
  • CA RA
    APPROVED
    Since 2022-02-18

Branch Locations

1840 Century Park East Suite 100, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Personal And Workplace Advisors Boston MA 07/2015 01/2022
Charles Schwab & Co., Inc. Los Angeles CA 01/2022 Present
Charles Schwab Bank, Ssb Los Angeles CA 01/2022 Present
Fidelity Brokerage Services Llc Burbank CA 03/2016 10/2017
Fidelity Brokerage Services Llc Los Angeles CA 10/2017 12/2018
Fidelity Brokerage Services Llc Los Angeles CA 12/2018 01/2020
Fidelity Brokerage Services Llc Los Angeles CA 01/2020 01/2022
  • 07/2015 → 01/2022
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 01/2022 → Present
    Charles Schwab & Co., Inc.
    Los Angeles, CA
  • 01/2022 → Present
    Charles Schwab Bank, Ssb
    Los Angeles, CA
  • 03/2016 → 10/2017
    Fidelity Brokerage Services Llc
    Burbank, CA
  • 10/2017 → 12/2018
    Fidelity Brokerage Services Llc
    Los Angeles, CA
  • 12/2018 → 01/2020
    Fidelity Brokerage Services Llc
    Los Angeles, CA
  • 01/2020 → 01/2022
    Fidelity Brokerage Services Llc
    Los Angeles, CA
Previous Registrations
  • 2018-07-13 → 2022-01-27
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2017-01-04 → 2018-07-13
    Strategic Advisers Llc
    Burbank, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-12
S63 Uniform Securities Agent State Law Examination 2015-09-14
  • S66 Uniform Combined State Law Examination
    2016-12-12
  • S63 Uniform Securities Agent State Law Examination
    2015-09-14

View on SEC IAPD

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