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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-10-20 |
Branch Locations
Grandview Heights, OH • United States
7015 College Blvd, Leawood, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Columbia | MO | 05/2016 | 06/2017 |
| University Of Missouri | Columbia | MO | 08/2013 | 05/2017 |
| Summit Brokerage Services Inc. | Dayton | OH | 08/2017 | 09/2019 |
| Marsh & Mcclennan Agency Llc - Midwest | Dayton | OH | 07/2017 | Present |
| Cetera Advisor Networks Llc | Dayton | OH | 09/2019 | 11/2020 |
| Mma Securities Llc | Dayton | OH | 07/2017 | Present |
(1) NAME OF OTHER BUSINESS: NEIHEISEL INDUSTRIES, LLC; INVESTMENT RELATED: NO; ADDRESS: 5569 LUCENNA DRIVE, CINCINNATI, OH 45238; NATURE OF BUSINESS: CRYPTOCURRENCY MINING; START DATE: 12/2017; POSITION/TITLE/RELATIONSHIP: CHIEF FINANCIAL MANAGER;APX NUMBER OF HOURS PER WEEK: LESS THAN 1;APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: TRACKING FINANCIALS THROUGHOUT THE YEAR; (2) The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-22 |
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