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Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-10-20
  • OH RA
    APPROVED
    Since 2017-10-20

Branch Locations

Grandview Heights, OH • United States

7015 College Blvd, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Columbia MO 05/2016 06/2017
University Of Missouri Columbia MO 08/2013 05/2017
Summit Brokerage Services Inc. Dayton OH 08/2017 09/2019
Marsh & Mcclennan Agency Llc - Midwest Dayton OH 07/2017 Present
Cetera Advisor Networks Llc Dayton OH 09/2019 11/2020
Mma Securities Llc Dayton OH 07/2017 Present
  • 05/2016 → 06/2017
    National Planning Corporation
    Columbia, MO
  • 08/2013 → 05/2017
    University Of Missouri
    Columbia, MO
  • 08/2017 → 09/2019
    Summit Brokerage Services Inc.
    Dayton, OH
  • 07/2017 → Present
    Marsh & Mcclennan Agency Llc - Midwest
    Dayton, OH
  • 09/2019 → 11/2020
    Cetera Advisor Networks Llc
    Dayton, OH
  • 07/2017 → Present
    Dayton, OH
Previous Registrations
  • 2017-05-23 → 2017-06-06
    National Planning Corporation
    Columbia, MO
Other Businesses

(1) NAME OF OTHER BUSINESS: NEIHEISEL INDUSTRIES, LLC; INVESTMENT RELATED: NO; ADDRESS: 5569 LUCENNA DRIVE, CINCINNATI, OH 45238; NATURE OF BUSINESS: CRYPTOCURRENCY MINING; START DATE: 12/2017; POSITION/TITLE/RELATIONSHIP: CHIEF FINANCIAL MANAGER;APX NUMBER OF HOURS PER WEEK: LESS THAN 1;APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: TRACKING FINANCIALS THROUGHOUT THE YEAR; (2) The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-22
  • S66 Uniform Combined State Law Examination
    2017-05-22

View on SEC IAPD

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