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Nicholas James Cruise

Clarendon Private LLC

Boston, MA

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Current Employers
Clarendon Private Llc

131 Clarendon Street 4Th Floor, Boston, MA 02116-5131 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-12-07
  • MA RA
    APPROVED
    Since 2021-12-07

Branch Locations

131 Clarendon Street 4Th Floor, Boston, MA 02116-5131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 04/2015 10/2021
Clarendon Private Llc Boston MA 11/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-14
S63 Uniform Securities Agent State Law Examination 2015-06-06
  • S66 Uniform Combined State Law Examination
    2016-12-14
  • S63 Uniform Securities Agent State Law Examination
    2015-06-06
Other Names
  • Nicholas J Cruise

View on SEC IAPD

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