Best Investors Account Sign in
Inactive

Alyssa Cassidy Do

Pathstone

Los Angeles, CA

Englewood, NJ

Claim This Profile
Current Employers
Pathstone

10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-18
  • CA RA
    APPROVED
    Since 2024-04-18

Branch Locations

1900 Avenue Of The Stars Suite 970, Los Angeles, CA 90067 • United States

10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Bank Century City CA 12/2014 10/2017
Boston Private Wealth Llc Beverly Hills CA 10/2017 04/2021
Crestone Asset Management, Llc Boulder CO 04/2021 03/2024
Pathstone Los Angeles CA 04/2024 Present
  • 12/2014 → 10/2017
    City National Bank
    Century City, CA
  • 10/2017 → 04/2021
    Boston Private Wealth Llc
    Beverly Hills, CA
  • 04/2021 → 03/2024
    Crestone Asset Management, Llc
    Boulder, CO
  • 04/2024 → Present
    Pathstone
    Los Angeles, CA
Previous Registrations
  • 2021-05-03 → 2024-04-15
    Crestone Asset Management Llc
    Laguna Hills, CA
  • 2017-11-06 → 2021-04-21
    Svb Wealth
    Beverly Hills, CA
  • 2015-10-02 → 2017-10-19
    Rbc Securities, Inc
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Irvine, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-01
  • S66 Uniform Combined State Law Examination
    2015-10-01
Other Names
  • Thao Trinh Do
  • Alyssa Do

View on SEC IAPD

Other Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor