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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-06-26 |
Branch Locations
4170 Pleasant Hill Rd, Duluth, GA 30096 • United States
2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lawrenceville | GA | 05/2016 | 06/2024 |
| Bank Of America, N.A. | Lawrenceville, | GA | 05/2016 | 06/2024 |
| Wells Fargo Clearing Services, Llc | Duluth | GA | 06/2024 | Present |
DOAN CAPITAL LLC; INV RELATED; SUWANEE, GA; 100% OWNERSHIP; START DATE 8/1/2024; 1 HOUR PER MONTH; 0 DURING TRADING; REAL ESTATE INVESTMENT. | SUGAR POLISH NAIL BAR MILLEDGEVILLE, LLC; NOT INVESTMENT RELATED; MILLEDGEVILLE, GA; 10% OWNERSHIP; 01/25/2025; 1 HOUR PER MONTH; NO HOURS DURING TRADING HOURS; NAIL SALON | SUGAR POLISH NAIL BAR; NOT INV RELATED; SUWANEE, GA; 10% OWNERSHIP; 04/2025; 1 HOUR PER MONTH; 0 DURING TRADING; SILENT PARTNERSHIP FOR NAIL SALON DRAGON CAPITAL MD HOLDINGS, LLC; INV RELATED; SHERIDAN, WY; HOLDING COMPANY;100% OWNERSHIP; START DATE: 09/27/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; LOTUS CLUB USA, INC; INV RELATED; DULUTH ,GA; NETWORKING ; TREASURER; START DATE: 12/20/2025; 4 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-28 |
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