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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-21 |
Branch Locations
1777 Botelho Drive Suite 275, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade Inc | Denver | CO | 05/2015 | 12/2017 |
| Institutional Cash Distributors, Llc | San Francisco | CA | 10/2018 | 09/2021 |
| Td Ameritrade | Denver | CO | 01/2018 | 05/2018 |
| Unemployed | Danville | CA | 05/2018 | 10/2018 |
| Td Ameritrade/Schwab | Walnut Creek | CA | 01/2022 | 12/2022 |
| Unemployed | Walnut Creek | CA | 09/2021 | 01/2022 |
| Charles Schwab Bank Ssb | Walnut Creek | CA | 11/2023 | 01/2024 |
| Charles Schwab And Co., Inc. | Walnut Creek | CA | 12/2022 | 01/2024 |
| Cetera Advisors Llc | St Cloud | MN | 02/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1) NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO, ADDRESS: 6815 W 84TH WAY, ARVADA, CO 8003, NATURE OF BUSINESS: REAL ESTATE, START DATE: 01/2018, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OWNED RENTAL PROPERTY UNDER PROPERTY MANAGEMENT; 2) NAME OF OTHER BUSINESS: ENHANCED FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-05 |
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