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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-04-04
  • NY RA
    APPROVED
    Since 2025-04-04

Branch Locations

20 Custom House Street, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Andover MA 06/2016 11/2017
Unemployed Tewksbury MA 11/2017 06/2018
Winslow, Evans & Crocker, Inc. Boston MA 06/2018 03/2021
National Securities Corp Boston MA 03/2021 07/2022
B. Riley Wealth Advisors Boston MA 03/2021 04/2025
B. Riley Wealth Management Boston MA 07/2022 04/2025
Stifel, Nicolaus & Company, Incorporated Boston MA 04/2025 Present
  • 06/2016 → 11/2017
    Sii
    Andover, MA
  • 11/2017 → 06/2018
    Unemployed
    Tewksbury, MA
  • 06/2018 → 03/2021
    Winslow, Evans & Crocker, Inc.
    Boston, MA
  • 03/2021 → 07/2022
    National Securities Corp
    Boston, MA
  • 03/2021 → 04/2025
    B. Riley Wealth Advisors
    Boston, MA
  • 07/2022 → 04/2025
    B. Riley Wealth Management
    Boston, MA
  • 04/2025 → Present
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-14
S63 Uniform Securities Agent State Law Examination 2016-08-05
  • S65 Uniform Investment Adviser Law Examination
    2019-10-14
  • S63 Uniform Securities Agent State Law Examination
    2016-08-05

View on SEC IAPD

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