Best Investors Account Sign in

Lori Jane Galbraith

LPl Financial LLC

Oswego, IL

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-07-21
  • IL RA
    APPROVED
    Since 2021-07-21

Branch Locations

Oswego, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Meriden CT 02/2016 02/2017
Standard Bank (Accquired By First Midwest Bank) Villa Park IL 02/2016 02/2017
First Midwest Bank Naperville IL 02/2017 05/2019
Lpl Financial Llc Naperville IL 02/2017 05/2019
Fifth Third Bank New Leroy IL 05/2019 01/2021
Fifth Third Securities New Leroy IL 05/2019 01/2021
Waddell & Reed, Inc. Oak Brook IL 01/2021 07/2021
Various Insurance Carriers For W&R Insurance Agencies Naperville IL 01/2021 07/2021
Lpl Financial Llc Oak Brook IL 07/2021 Present
  • 02/2016 → 02/2017
    Infinex Investments, Inc.
    Meriden, CT
  • 02/2016 → 02/2017
    Standard Bank (Accquired By First Midwest Bank)
    Villa Park, IL
  • 02/2017 → 05/2019
    First Midwest Bank
    Naperville, IL
  • 02/2017 → 05/2019
    Naperville, IL
  • 05/2019 → 01/2021
    Fifth Third Bank
    New Leroy, IL
  • 05/2019 → 01/2021
    Fifth Third Securities
    New Leroy, IL
  • 01/2021 → 07/2021
    Waddell & Reed, Inc.
    Oak Brook, IL
  • 01/2021 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Naperville, IL
  • 07/2021 → Present
    Oak Brook, IL
Previous Registrations
  • 2021-01-29 → 2021-07-21
    Waddell & Reed
    Savage, MN
    Oak Brook, IL
  • 2019-05-29 → 2021-02-02
    Schaumburg, IL
    New Lenox, IL
    Romeoville, IL
    Tinley Park, IL
    Lockport, IL
    Mokena, IL
  • 2017-02-03 → 2019-06-17
    Naperville, IL
    Bolingbrook, IL
    Frankfort, IL
    Shorewood, IL
    Wilmington, IL
    Naperville, IL
    San Diego, CA
    Joliet, IL
    Crest Hill, IL
    Joliet, IL
    Joliet, IL
    Lockport, IL
    Naperville, IL
  • 2016-03-01 → 2017-02-07
    Villa Park, IL
    Villa Park, IL
    Coldwater, MI
  • 2015-10-14 → 2016-02-29
    Waddell & Reed
    Savage, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-03
  • S66 Uniform Combined State Law Examination
    2015-09-03
Other Names
  • Lori J Galbraith

View on SEC IAPD

More in Oswego, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor