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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-08-16 |
| CA | RA | APPROVED | 2017-08-04 |
Branch Locations
5550 S Macadam Ave Ste 102, Portland, OR 97239-3772 • United States
Mission Viejo, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Financial Group | Aliso Viejo | CA | 07/2016 | 07/2017 |
| Principal Securities | Aliso Viejo | CA | 07/2016 | 07/2017 |
| Ameriprise Financial Services, Inc | Portland | OR | 07/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Portland | OR | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-08 |
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