Shannon Leigh Saccocia

Current Employers

Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-05-08

NY RA
APPROVED

Since 2023-05-08

Branch Locations

1 Lincoln Street 29Th Fl, Boston, MA 02111 • United States

Melrose, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Svb Wealth Llc (Fka Boston Private Wealth Llc)	Boston	MA	02/2015	05/2023
Neuberger Berman	Boston	MA	05/2023	Present

02/2015 → 05/2023

Svb Wealth Llc (Fka Boston Private Wealth Llc)

Boston, MA
05/2023 → Present

Neuberger Berman

Boston, MA

Previous Registrations

2015-04-17 → 2023-05-02

Svb Wealth

Boston, MA

Boston, MA

Other Businesses

Sisters of Notre Dame de Namur East-West Province; Yes- Investment-Related; Province 351 Broadway Everett, MA 02149; Charitable Organization; Member of the Investment Committee; 5/23/2022; 4 hours a month; O hours during trading hours. CNBC; Yes- Investment-Related;1 CNBC Plaza 900 Sylvan Avenue Englewood Cliffs, NJ 07632; Financial Broadcasting; Contributor; 10/1/2018; 24 hours a month; appearances normally occur during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2023-08-29

S63 Uniform Securities Agent State Law Examination

2023-08-29

Designations

Other Names

Shannon Leigh Saccocia
Shannon Leigh Glover
Shannon L Saccocia

View on SEC IAPD