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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-14
MN RA APPROVED 2018-05-01
  • TX RA
    APPROVED
    Since 2019-01-14
  • MN RA
    APPROVED
    Since 2018-05-01

Branch Locations

7650 Edinborough Way Ste 225, Edina, MN 55435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc Minneapolis MN 08/2015 02/2018
Ameriprise Financial Services, Inc. Chanhassen MN 02/2018 03/2020
Ameriprise Financial Services, Llc Chanhassen MN 03/2020 Present
  • 08/2015 → 02/2018
    Axa Advisors, Llc
    Minneapolis, MN
  • 02/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    Chanhassen, MN
  • 03/2020 → Present
    Chanhassen, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-01
S63 Uniform Securities Agent State Law Examination 2015-11-23
  • S65 Uniform Investment Adviser Law Examination
    2018-05-01
  • S63 Uniform Securities Agent State Law Examination
    2015-11-23

View on SEC IAPD

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