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Courtney Buddy Favor

LPl Financial LLC

Melbourne, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-06-05
  • FL RA
    APPROVED
    Since 2023-06-05

Branch Locations

Melbourne, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Rockledge FL 06/2015 06/2023
Agia Houston TX 12/2022 06/2023
Lpl Financial Llc Indialantic FL 06/2023 Present
Previous Registrations
Other Businesses

1) 05/19/2023 - Favor Financial Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 180 Hrs per month.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-07-02
S65 Uniform Investment Adviser Law Examination 2020-06-22
  • S63 Uniform Securities Agent State Law Examination
    2025-07-02
  • S65 Uniform Investment Adviser Law Examination
    2020-06-22

View on SEC IAPD

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