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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-06-17 |
Branch Locations
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
Portsmouth, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regis University | Denver | CO | 08/2013 | 05/2017 |
| Northwestern Mutual | Glendale | WI | 06/2015 | 03/2017 |
| Jackson National | Denver | CO | 07/2017 | 06/2018 |
| Unemployed | Denver | CO | 05/2017 | 07/2017 |
| American Funds | San Antonio | TX | 07/2018 | 04/2020 |
| American Funds | San Antonio | TX | 04/2020 | 01/2021 |
| American Funds | San Antonio | TX | 01/2021 | 01/2022 |
| American Funds | San Antonio | TX | 01/2022 | 04/2023 |
| American Funds | San Antonio | TX | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-01 |
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