Tasha Marguerite Williams

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-12-05

MD RA
APPROVED

Since 2025-12-05

Branch Locations

Baltimore, MD • United States

Baltimore, MD • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Peter Tillinghast	Baltimore	MD	08/2004	12/2024
Northwestern Mutual Investment Services, Llc	Baltimore	MD	10/2004	12/2024
Northwestern Mutual Investment Services, Llc	Washington	DC	04/2025	12/2025
Unemployed	Baltimore	MD	01/2025	03/2025
Lpl Financial Llc	Baltimore	MD	12/2025	Present

08/2004 → 12/2024

Peter Tillinghast

Baltimore, MD
10/2004 → 12/2024

Northwestern Mutual Investment Services, Llc

Baltimore, MD
04/2025 → 12/2025

Northwestern Mutual Investment Services, Llc

Washington, DC
01/2025 → 03/2025

Unemployed

Baltimore, MD
12/2025 → Present

Lpl Financial Llc

Baltimore, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-03-13

S66 Uniform Combined State Law Examination

2007-03-13

Designations

Other Names

Tasha M Guglik
Tasha Marguerite Guglik
Tasha M Williams

View on SEC IAPD

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