Michael Gagala

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2026-03-13

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2025-12-18

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

4030 W Boy Scout Blvd Ste 150, Tampa, FL 33607 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Sentinel Financial Services Company	Montpelier	VT	01/2015	07/2017
Russell Investments Financial Services	Seattle	WA	07/2017	07/2019
Bny Mellon Securities Corporation	New York	NY	07/2019	02/2024
One William Street Capital Management, Lp.	Northville	MI	02/2024	12/2024
Foreside Fund Services, Llc	Northville	MI	02/2024	12/2024
Lazard Asset Management Llc	New York	NY	12/2024	05/2025
Lazard Asset Management Securities Llc	New York	NY	12/2024	05/2025
Fnex Capital Llc	Indianapolis	IN	05/2025	12/2025
Fm Investments	Boston	MA	05/2025	12/2025
Wells Fargo Clearing Services	Tampa	FL	12/2025	Present
Wells Fargo Advisors Financial Network	Tampa	FL	03/2026	Present

2024-12-18 → 2025-05-12

Lazard Asset Management Llc

New York, NY
2019-07-19 → 2024-02-07

Bny Mellon Securities Corporation

New York, NY

Rochester, MI

Northville, MI
2017-07-25 → 2019-07-12

Russell Investments

Rochester, MI

Seattle, WA
2010-06-07 → 2011-11-22

Invesco Advisers, Inc.

Atlanta, GA
2010-03-01 → 2010-06-03

Van Kampen Advisors Inc

Oakbrook Terrace, IL

Houston, TX
2008-01-07 → 2008-12-31

Northwestern Mutual Investment Services, Llc

Chicago, IL
2007-06-20 → 2007-11-02

Edward Jones

St Louis, MO

Elmhurst, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-06-07