Kevin Patrick Mayer

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-07-15
CA	RA	APPROVED	2016-03-22

TX RA
APPROVED

Since 2016-07-15
CA RA
APPROVED

Since 2016-03-22

Branch Locations

San Diego, CA • United States

3 Better World Cir, Temecula, CA 92590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Murrieta	CA	03/2016	Present
Bank Of America, N.A.	Murrieta	CA	03/2016	Present

03/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Murrieta, CA
03/2016 → Present

Bank Of America, N.A.

Murrieta, CA

Previous Registrations

2016-01-09 → 2016-03-07

Berthel, Fisher & Company Financial Services, Inc.

Glendale, CA

Other Businesses

I*376312, Entity Type: Entity For Profit, Name of OBA: Alliance Service Group, Address: Temecula, California 92592, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 01/01/2009, No Hours: 0, No Hours during trading: 0, Duties: Owner, Currently have no operating responsibilities

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-01-09

S66 Uniform Combined State Law Examination

2016-01-09

Other Names

Kevin Mayer

View on SEC IAPD