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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-15
PA RA APPROVED 2019-02-15
  • TX RA
    APPROVED_RES
    Since 2019-03-15
  • PA RA
    APPROVED
    Since 2019-02-15

Branch Locations

Philadelphia, PA • United States

130 N. 18Th Street One Logan Square, 17Th Floor, Philadelphia, PA 19103-6933 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Philadelphia PA 04/2015 02/2019
Rbc Capital Markets, Llc. Philadelphia PA 02/2019 Present
Previous Registrations
Other Businesses

(1) NAME OF ENTITY: Silver Snakes LLC ADDRESS: 617 McClellan St Philadelphia PA 19148 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 09/06/2025 CAPACITY: Other DUTIES: Purely administrative, e-mail & calendar management for CPA HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-22
  • S66 Uniform Combined State Law Examination
    2016-12-22

View on SEC IAPD

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