Bailey R Fawkes

Current Employers

Employment History

• 03/2013 → 05/2022
  Bankers Trust
  Windsor Heights, IA
• 10/2016 → 05/2022
  Securities America, Inc.
  Windsor Heights, IA
• 08/2020 → 05/2022
  Securities America Advisors
  Windsor Heights, IA
• 08/2022 → 07/2026
  Triangle Financial Services
  West Des Moines, IA
• 08/2022 → 07/2026
  Harbour Investments, Inc
  Madison, WI
• 07/2026 → Present
  Lpl Financial, Llc
  Urbandale, IA

Previous Registrations

• 2022-08-09 → 2026-07-22
  Harbour Investments, Inc.
  West Des Moines, IA
• 2020-08-19 → 2022-06-03
  Securities America Advisors, Inc.
  Windsor Heights, IA

Other Businesses

1. 7/2026 - Fawkes Financial Consulting - Non-Variable Insurance - INV REL - 4 Hour(s)/Month – 4 Hour(s) During Trading - Urbandale IA 50323 - OBA Start date: 06/17/2026 2. 7/2026 - Clarity Divorce & Financial Mediation LLC - Business Owner - NOT INV REL - 10 Hour(s)/Month – 6 Hour(s) During Trading - Urbandale IA 50323 - OBA Start date: 06/23/2026 3. 7/2026 - Second Saturday - Non-profit volunteer (not on board) - NOT INV REL - 4 Hour(s)/Month – 0 Hour(s) During Trading - Urbandale IA 50323 - OBA Start date: 02/01/2026 4. 7/2026 - Fawkes Financial Consulting - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 130 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 7/20/2026

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-08-07
• S63 Uniform Securities Agent State Law Examination
  2018-12-28

Other Names

• Bailey Rachel Davis
• Bailey R Lose
• Bailey R Davis