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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-12
OH RA APPROVED 2021-01-18
  • TX RA
    APPROVED
    Since 2022-08-12
  • OH RA
    APPROVED
    Since 2021-01-18

Branch Locations

6515 Longshore Loop Ste 400, Dublin, OH 43017-2915 • United States

Powell, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Dublin OH 03/2015 01/2021
Ameriprise Financial Services, Llc Dublin OH 01/2021 Present
Previous Registrations
Other Businesses

Business Ownership; Hallelujah Books; Owner; I would like to sell a children's book that I originally made for my nephew. It will be print-on-demand through Lulu Publishing website and sold online through Lulu, Amazon and my own website (which I have not made yet). I plan to have an LLC for this purpose. I have not made an LLC or website yet. I would like approval before I do all that work.; 2250 Ashbury Close, , Powell, OH, 43065-8605; Not Investment-Related; 03/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-14
  • S66 Uniform Combined State Law Examination
    2016-07-14
Other Names
  • Olivia Brough

View on SEC IAPD

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