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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-21
LA RA APPROVED 2021-01-06
  • TX RA
    APPROVED
    Since 2023-11-21
  • LA RA
    APPROVED
    Since 2021-01-06

Branch Locations

2100Saint Charles Avenue, New Orleans, LA 70130 • United States

4609 Bluebonnet Blvd. Suite A, Baton Rouge, LA 70809 • United States

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Olivier Group Llc Baton Rouge LA 06/2016 Present
Lpl Financial, Llc Baton Rouge LA 03/2015 03/2019
Cetera Wealth Services, Llc El Segundo CA 03/2019 Present
Turo Inc Phoenix AZ 05/2020 Present
Nola Motorsport Avondale LA 07/2020 01/2022
Carson Wealth Managment Llc Baton Rouge LA 08/2021 Present
  • 06/2016 → Present
    The Olivier Group Llc
    Baton Rouge, LA
  • 03/2015 → 03/2019
    Lpl Financial, Llc
    Baton Rouge, LA
  • 03/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2020 → Present
    Turo Inc
    Phoenix, AZ
  • 07/2020 → 01/2022
    Nola Motorsport
    Avondale, LA
  • 08/2021 → Present
    Carson Wealth Managment Llc
    Baton Rouge, LA
Other Businesses

(1) NAME OF OTHER BUSINESS: THE OLIVIER GROUP, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ASSISTING ADVISORS WITH RESEARCH, REPORTING, AND DAILY OPERATIONS OF FINANCIAL SERVICES BUSINESS START DATE: 3/2015 POSITION/TITLE/RELATIONSHIP: DIRECTOR OF BUSINESS DEVELOPMENT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ASSISTING ADVISORS WITH RESEARCH, REPORTING, AND DAILY OPERATIONS OF FINANCIAL SERVICES BUSINESS (2) NAME OF OTHER BUSINESS: TURO INC; INVESTMENT RELATED: NO; ADDRESS: 2390 E CAMELBACK ROAD STE 300 PHOENIX AZ 85016; NATURE OF BUSINESS: CAR RENTAL SERVICE; START DATE: 5/2020; POSITION/TITLE/RELATIONSHIP: HOST PROVIDER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: RENTAL OF PERSONAL VEHICLE TO TOURIST AND PEOPLE; (3) NAME OF OTHER BUSINESS: CARSON WEALTH MANAGEMENT LLC - CRD#155344 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE START DATE: 08/2021 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT

Designations

View on SEC IAPD

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