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Current Employers
W&S Advisory Services, Llc

303 Broadway Suite 1100, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-30
  • OH RA
    APPROVED
    Since 2026-06-30

Branch Locations

4230 State Route 306 Suite 300, Willoughby, OH 44094 • United States

303 Broadway Suite 1100, Cincinnati, OH 45202 • United States

W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-04-02
FL RA APPROVED 2026-02-27
NJ RA APPROVED 2024-10-31
OH RA APPROVED 2024-04-24
  • CO RA
    APPROVED
    Since 2026-04-02
  • FL RA
    APPROVED
    Since 2026-02-27
  • NJ RA
    APPROVED
    Since 2024-10-31
  • OH RA
    APPROVED
    Since 2024-04-24

Branch Locations

4230 State Route 306 Suite 300, Willoughby, OH 44094 • United States

6100 Oak Tree Blvd Suite 390, Independence, OH 44131 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Western Southern Life Willoughby OH 03/2016 Present
W&S Brokerage Services Cincinnati OH 05/2016 Present
  • 03/2016 → Present
    Western Southern Life
    Willoughby, OH
  • 05/2016 → Present
    W&S Brokerage Services
    Cincinnati, OH
Other Businesses

WESTERN SOUTHERN LIFE- NO- WILLOUGHBY, OH- FULL TIME SALES AGENT/// THE ROUNDTABLE BUILDING, LLC- REAL ESTATE/RENTAL INCOME- PARTNER-N/A-LLC/// Team IBB- No address- Community Outreach and Involvement- No- No compensation- Helps the community through volunteering/// All CHOICES MATTER, 305 WOODSTOCK RD EASTLAKE OH 44095, CAREER MENTORSHIP IN LOCAL SCHOOLS, NO, BOARD MEMBER, 12-6-2017, 1 HOUR PER MONTH, 0, NO COMPENSATION, VOLUNTEER/// EMERGING LEADERS OF UNITED WAY LAKE COUNTY; NOT INVESTMENT RELATED; MENTOR, OH; CATALYST FOR CHANGE THROUGH LEADERSHIP, ADVOCACY, KNOWLEDGE AND EDUCATION TO FACILITATE TOMORROW'S LEADERS; CABINET MEMBER; APPROX ONE HOUR PER MONTH WITH NONE DURING TRADING HOURS; PROMOTE AND VOLUNTEER FOR EVENTS, ENSURE PROGRAMS AND EVENTS ALIGN WITH OUR MISSION/// ECG ENTERTAINMENT LLC, CO-OWNER, PROFESSIONAL WRESTLING TRAINING SCHOOL, ASSIST WITH THE DEVELOPMENT OF THE BUSINESS, 12 HRS PER MONTH, POTENTIAL OWNERSHIP DRAW IN THE FUTURE (DBAS - EXODUS PRO WRESTLING, CYN CO-OPERATIVE, THREE PRINTS)///EXODUS PRO APPAREL, CO-OWNER, NOVEMBER 2023, NOT SECURITIES RELATED, OWNERSHIP DRAW///

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-23
S63 Uniform Securities Agent State Law Examination 2023-11-13
  • S65 Uniform Investment Adviser Law Examination
    2024-04-23
  • S63 Uniform Securities Agent State Law Examination
    2023-11-13
Other Names
  • Gary Caluducan

View on SEC IAPD

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