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303 Broadway Suite 1100, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-06-30 |
Branch Locations
4230 State Route 306 Suite 300, Willoughby, OH 44094 • United States
303 Broadway Suite 1100, Cincinnati, OH 45202 • United States
400 Broadway, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-04-02 |
| FL | RA | APPROVED | 2026-02-27 |
| NJ | RA | APPROVED | 2024-10-31 |
| OH | RA | APPROVED | 2024-04-24 |
Branch Locations
4230 State Route 306 Suite 300, Willoughby, OH 44094 • United States
6100 Oak Tree Blvd Suite 390, Independence, OH 44131 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western Southern Life | Willoughby | OH | 03/2016 | Present |
| W&S Brokerage Services | Cincinnati | OH | 05/2016 | Present |
WESTERN SOUTHERN LIFE- NO- WILLOUGHBY, OH- FULL TIME SALES AGENT/// THE ROUNDTABLE BUILDING, LLC- REAL ESTATE/RENTAL INCOME- PARTNER-N/A-LLC/// Team IBB- No address- Community Outreach and Involvement- No- No compensation- Helps the community through volunteering/// All CHOICES MATTER, 305 WOODSTOCK RD EASTLAKE OH 44095, CAREER MENTORSHIP IN LOCAL SCHOOLS, NO, BOARD MEMBER, 12-6-2017, 1 HOUR PER MONTH, 0, NO COMPENSATION, VOLUNTEER/// EMERGING LEADERS OF UNITED WAY LAKE COUNTY; NOT INVESTMENT RELATED; MENTOR, OH; CATALYST FOR CHANGE THROUGH LEADERSHIP, ADVOCACY, KNOWLEDGE AND EDUCATION TO FACILITATE TOMORROW'S LEADERS; CABINET MEMBER; APPROX ONE HOUR PER MONTH WITH NONE DURING TRADING HOURS; PROMOTE AND VOLUNTEER FOR EVENTS, ENSURE PROGRAMS AND EVENTS ALIGN WITH OUR MISSION/// ECG ENTERTAINMENT LLC, CO-OWNER, PROFESSIONAL WRESTLING TRAINING SCHOOL, ASSIST WITH THE DEVELOPMENT OF THE BUSINESS, 12 HRS PER MONTH, POTENTIAL OWNERSHIP DRAW IN THE FUTURE (DBAS - EXODUS PRO WRESTLING, CYN CO-OPERATIVE, THREE PRINTS)///EXODUS PRO APPAREL, CO-OWNER, NOVEMBER 2023, NOT SECURITIES RELATED, OWNERSHIP DRAW///
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2023-11-13 |
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