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801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-07-08 |
Branch Locations
Greensboro, NC • United States
3389 Sides Branch Rd, Winston Salem, NC 27127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 03/2015 | 10/2019 |
| First Citizens Bank | High Point | NC | 10/1999 | 10/2019 |
| Bankers Life & Casualty | Myrtle Beach | SC | 10/2019 | 06/2020 |
| Bankers Life Securities | Myrtle Beach | SC | 11/2019 | 06/2020 |
| Transamerica | Conway | SC | 06/2020 | 04/2022 |
| Macy's | Greensboro | NC | 10/2021 | 03/2022 |
| Secu Brokerage Services | Raleigh | NC | 04/2022 | Present |
| Secu Life Insurance Company | Raleigh | NC | 04/2022 | Present |
| State Employees' Credit Union | Winston Salem | NC | 04/2022 | Present |
| Credit Union Investment Services | Raleigh | NC | 05/2022 | Present |
| Members Trust Company | Tampa | FL | 10/2024 | Present |
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL ADVISORY SERVICES. START DATE 4/2022. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 4/2022. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Members Trust Company. Investment related business. Nature: Trust Services. Address: 14025 Riveredge Drive, Suite 280, Tampa, FL 33637. Start date: 10/2024. Title: Trust Rep.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-10 |
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