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Kenneth Leonard James Kowall

Stratos Wealth Partners, Ltd

Beachwood, OH

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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-06-19
  • OH RA
    APPROVED
    Since 2019-06-19

Branch Locations

3750 Park East Drive Suite 200, Beachwood, OH 44122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kowall & Company Brecksville OH 05/2006 Present
Lpl Financial Llc Beechwood OH 12/2017 Present
Stratos Wealth Partners, Ltd Beachwood OH 06/2019 Present
  • 05/2006 → Present
    Kowall & Company
    Brecksville, OH
  • 12/2017 → Present
    Lpl Financial Llc
    Beechwood, OH
  • 06/2019 → Present
    Beachwood, OH
Other Businesses

1) 12/11/2017 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2) 2/7/19 -Stratos Wealth Partners - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - 100hrs/mth - 60% 3) 2/7/19- KOWALL & COMPANY - STAFF ACCOUNTANT/CONSULTANT - INV REL - TAX PREP/ACCOUNTING/CPA - START 06/2006- 60hrs/mth - 40% 4) 2/7/19 -Omni Wealth Management, Inc. - Business Entity For Tax/Investment Purposes Only- Inv Related- Brecksville,OH- start date 2/2/2018- 160hrs/mth. 5) 6/5/2019 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Wealth Advocate Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - IAR - Start Date: 12/19/2018 - 96 Hours Per Month/96 Hours During Securities Trading. 6) 6/5/2019 - Wealth Advocate Group - DBA: Wealth Advocate Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/13/2018 - 96 Hours Per Month/96 Hours During Securities Trading. 7) 6/27/2019 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 12/13/2018 - 96 Hours Per Month/96 Hours During Securities Trading - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 12/2018. I expect to spend approximately 96 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 6/27/2019 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Wealth Advocate Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 12/19/2018 - 96 Hours Per Month/96 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-06
  • S66 Uniform Combined State Law Examination
    2020-01-06
Other Names
  • Kenneth Lj Kowall

View on SEC IAPD

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