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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-06-19 |
Branch Locations
3750 Park East Drive Suite 200, Beachwood, OH 44122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kowall & Company | Brecksville | OH | 05/2006 | Present |
| Lpl Financial Llc | Beechwood | OH | 12/2017 | Present |
| Stratos Wealth Partners, Ltd | Beachwood | OH | 06/2019 | Present |
1) 12/11/2017 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2) 2/7/19 -Stratos Wealth Partners - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - 100hrs/mth - 60% 3) 2/7/19- KOWALL & COMPANY - STAFF ACCOUNTANT/CONSULTANT - INV REL - TAX PREP/ACCOUNTING/CPA - START 06/2006- 60hrs/mth - 40% 4) 2/7/19 -Omni Wealth Management, Inc. - Business Entity For Tax/Investment Purposes Only- Inv Related- Brecksville,OH- start date 2/2/2018- 160hrs/mth. 5) 6/5/2019 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Wealth Advocate Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - IAR - Start Date: 12/19/2018 - 96 Hours Per Month/96 Hours During Securities Trading. 6) 6/5/2019 - Wealth Advocate Group - DBA: Wealth Advocate Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/13/2018 - 96 Hours Per Month/96 Hours During Securities Trading. 7) 6/27/2019 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 12/13/2018 - 96 Hours Per Month/96 Hours During Securities Trading - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 12/2018. I expect to spend approximately 96 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 6/27/2019 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Wealth Advocate Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 12/19/2018 - 96 Hours Per Month/96 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-06 |
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