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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-06-24
TX RA APPROVED 2015-06-23
  • CA RA
    APPROVED
    Since 2015-06-24
  • TX RA
    APPROVED
    Since 2015-06-23

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

201 E Washington St, Phoenix, AZ 85004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 03/2015 Present
Mesa Community College Mesa AZ 08/2013 05/2017
Bank Of America, N.A. Chandler AZ 05/2015 Present
Other Businesses

I*4723281 Entity Type: N/A Name of OBA: Rental Property - 16-Jun-26 - 1 Address: San Tan Valley, Arizona, 85143 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 07/01/2026 Number of Hours: 0, Monthly Number of Hours during trading: 0, Monthly Duties: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-22
  • S66 Uniform Combined State Law Examination
    2015-06-22

View on SEC IAPD

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