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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-06-24 |
| TX | RA | APPROVED | 2015-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 03/2015 | Present |
| Mesa Community College | Mesa | AZ | 08/2013 | 05/2017 |
| Bank Of America, N.A. | Chandler | AZ | 05/2015 | Present |
I*4723281 Entity Type: N/A Name of OBA: Rental Property - 16-Jun-26 - 1 Address: San Tan Valley, Arizona, 85143 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 07/01/2026 Number of Hours: 0, Monthly Number of Hours during trading: 0, Monthly Duties: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-22 |
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