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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-06-11
TX RA APPROVED 2021-06-02
  • FL RA
    APPROVED
    Since 2021-06-11
  • TX RA
    APPROVED
    Since 2021-06-02

Branch Locations

200 S. Biscayne Blvd Suite 500, Miami, FL 33131 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Miami FL 03/2015 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 05/2021
Raymond James Financial Services, Inc. Miami FL 05/2021 Present
Raymond James Financial Services, Inc. Miami FL 05/2021 Present
  • 03/2015 → 11/2016
    Wells Fargo Advisors Llc
    Miami, FL
  • 11/2016 → 05/2021
    Miami, FL
  • 05/2021 → Present
    Raymond James Financial Services, Inc.
    Miami, FL
  • 05/2021 → Present
    Raymond James Financial Services, Inc.
    Miami, FL
Previous Registrations
Other Businesses

(1)Name of Business: PGW Advisors Address: 98 SE 7th St Ste 620, Miami, FL, 33131-3522, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/02/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-19
  • S66 Uniform Combined State Law Examination
    2016-07-19

View on SEC IAPD

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