Kenneth Paul King

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
MT	RA	APPROVED	2022-08-25

MT RA
APPROVED

Since 2022-08-25

Branch Locations

Bozeman, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Waltham	MA	03/2015	Present
Nylife Securities Llc	Waltham	MA	04/2015	Present
Valley League	West Newbury	MA	09/2009	Present
Eagle Strategies Llc	West Newbury	MA	02/2020	Present

03/2015 → Present

New York Life Insurance Company

Waltham, MA
04/2015 → Present

Nylife Securities Llc

Waltham, MA
09/2009 → Present

Valley League

West Newbury, MA
02/2020 → Present

Eagle Strategies Llc

West Newbury, MA

Other Businesses

[Guidepoint; On occasion, I am approached to provide my knowledge on various topics. In the past the subjects have been Ion Implantation, Semiconductor Market dynamics, Software development; 12 Newell Farm Drive West Newbury, MA 01985; Start Date 01/2017; Role/Title: Consultant; Investment Related; 0.25 hours per month; 0.25 hours per month during securities trading hours] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 12 Newell Farma Drive, West Newbury MA 01985; Start Date 03/2019; Role/Title: Insurance Broker; Investment Related; 15 hours per month; 15 hours per month during securities trading hours]

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-02-11
S63	Uniform Securities Agent State Law Examination	2015-12-21

S65 Uniform Investment Adviser Law Examination

2020-02-11
S63 Uniform Securities Agent State Law Examination

2015-12-21