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1000 Second Avenue Suite 1440, Seattle, WA 98104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2024-09-26 |
Branch Locations
Northrim Bank West Anchorage Branch 2709 Spenard Road, Anchorage, AK 99503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Anchorage | AK | 11/2022 | Present |
| Wells Fargo Bank, Na | Anchorage | AK | 05/2013 | Present |
| Hearts And Hands Of Care | Anchorage | AK | 12/2019 | Present |
GUARDIAN FOR NEPHEW, INV RELATED, ANCHORAGE, AK, START: 4/29/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING. HEARTS AND HANDS OF CARE INC., NOT INVT RELATED, ANCHORAGE, PERSONAL CARE ASSISTANT, START DATE 12/01/2019, 148 HRS PER MONTH, 0 HRS DURING TRADING, ASSISTING NEPHEW WHO IS SPECIAL NEEDS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-25 |
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