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751 Broad Street, Newark, NJ 07102-3777 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-11-23 |
| CO | RA | APPROVED | 2020-11-23 |
Branch Locations
213 Washington Street, Newark, NJ 07102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc. | New York | NY | 04/2013 | 06/2019 |
| Ameriprise Financial Services, Inc | Denver | CO | 07/2019 | 06/2020 |
| Pruco Securities, Llc. | Superior | CO | 09/2020 | Present |
| Prudential Insurance Company Of America | Superior | CO | 09/2020 | Present |
| Zhi Yoga | Superior | CO | 06/2006 | Present |
* Yoga & Fitness Instruction; Teaching Yoga & Fitness, 2037 Erie Lane, Superior, CO 80027; Not Investment Related; Oct 2019, 12 hours per month average, 0 during Securities Trading Hours. * Real Estate Ownership; Single Family Rental Condo; 2855 Rock Creek Cir #278, Superior, CO 80027; Investment Related; Aug 2017, Max 1 hour per month average, 0 during Securities Trading Hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-25 |
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