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Maxwell Bauer Bromley

Mercer Global Advisors Inc.

Schaumburg, IL

Denver, CO

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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-11-19
  • IL RA
    APPROVED
    Since 2025-11-19

Branch Locations

475 North Martingale Road Suite 300, Schaumburg, IL 60173 • United States

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Midwestern Securities Trading Co. Llc East Peoria IL 08/2015 12/2016
Peoplefirst Bank Shorewood IL 08/2015 12/2016
Td Ameritrade Schaumburg IL 01/2017 04/2020
Morningstar Investment Services Llc Chicago IL 04/2020 11/2025
Mercer Global Advisors Inc. Schaumburg IL 11/2025 Present
  • 08/2015 → 12/2016
    Midwestern Securities Trading Co. Llc
    East Peoria, IL
  • 08/2015 → 12/2016
    Peoplefirst Bank
    Shorewood, IL
  • 01/2017 → 04/2020
    Td Ameritrade
    Schaumburg, IL
  • 04/2020 → 11/2025
    Morningstar Investment Services Llc
    Chicago, IL
  • 11/2025 → Present
    Mercer Global Advisors Inc.
    Schaumburg, IL
Previous Registrations
  • 2025-01-02 → 2025-11-11
    Morningstar Investment Management Llc
    Chicago, IL
  • 2020-06-22 → 2025-06-16
    Morningstar Investment Services Llc
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2017-01-13 → 2020-04-07
    Td Ameritrade, Inc.
    Schaumburg, IL
  • 2017-01-13 → 2020-04-07
    Td Ameritrade Investment Management, Llc
    Schaumburg, IL
  • 2015-06-11 → 2016-12-23
    Midwestern Securities Trading Company, Llc
    East Peoria, IL
    East Peoria, IL
    Shorewood, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-11
  • S66 Uniform Combined State Law Examination
    2015-06-11

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