James Sullivan Scully

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-15

TX RA
APPROVED

Since 2026-06-15

Branch Locations

Austin, TX • United States

6400 Fannin Street Suite 2450, Houston, TX 77030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Hiawatha	IA	03/2015	02/2017
Nylife Securities Llc	Hiawatha	IA	03/2015	02/2017
Edward Jones	St Louis	MO	05/2017	01/2018
Tiaa	Austin	TX	04/2018	Present
Tiaa-Cref Individual & Institutional Services, Llc	Austin	TX	04/2018	Present
The Mens Wearhouse	Coralville	IA	02/2018	05/2018

03/2015 → 02/2017

New York Life Insurance Company

Hiawatha, IA
03/2015 → 02/2017

Nylife Securities Llc

Hiawatha, IA
05/2017 → 01/2018

Edward Jones

St Louis, MO
04/2018 → Present

Tiaa

Austin, TX
04/2018 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Austin, TX
02/2018 → 05/2018

The Mens Wearhouse

Coralville, IA

Previous Registrations

2017-08-31 → 2018-01-31

Edward Jones

Coralville, IA

St Louis, MO

Coralville, IA

Other Businesses

JSS INVESTMENTS POSITION: Owner NATURE: LLC for Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/05/2024 ADDRESS: Home Address, North Liberty IA 52317, United States DESCRIPTION: Owner

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-07-18
S63	Uniform Securities Agent State Law Examination	2015-08-18

S66 Uniform Combined State Law Examination

2017-07-18
S63 Uniform Securities Agent State Law Examination

2015-08-18

Other Names

Jake Sullivan Scully
James Scully
James S Scully

View on SEC IAPD