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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-08 |
Branch Locations
2029 Century Park East Suite 800, Los Angeles, CA 90067 • United States
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-28 |
| CA | RA | APPROVED | 2023-11-03 |
Branch Locations
2029 Cenury Park E Ste 800, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.B.S. | Century City | CA | 04/2015 | 09/2016 |
| Comerica Securities, Inc | Los Angeles | CA | 09/2016 | 11/2023 |
| Ameriprise Financial Services, Llc | Los Angeles | CA | 11/2023 | Present |
| Fifth Third Securities | Los Angeles | CA | 07/2026 | Present |
Business Ownership; Student 1st Driving School; Co-owner; driving school; 1214 Santa Anita Ave. Ste B2, , South El Monte, CA, 91733; Not Investment-Related; 09/01/2019; 10 to 19 hours per month; 0 during trading hours. Outside Employment; Comerica; Registered Client Service Associate; Brokerage Firm; 611 Anton Blvd. Ste 200, , Costa Mesa, CA, 92626; Investment-Related; 11/06/2023; 60 hours per month; 60 during trading hours. Other Business Activities; Maestro; Cash management system for clients; 611 Anton Blvd. Suite 200, , Costa Mesa, CA, 92626; Investment-Related; 11/06/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-18 |
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