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50 S Lasalle Street, Chicago, IL 60603-1008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-06-02 |
Branch Locations
50 S Lasalle Street, Chicago, IL 60603-1008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Group | Denver | CO | 03/2015 | 01/2018 |
| Raymond James Financial Services, Inc | St. Petersburg | FL | 01/2018 | 02/2018 |
| Raymond James Financial Services, Inc | Boulder | CO | 02/2018 | 12/2019 |
| Raymond James Financial Services Advisors Inc. | Boulder | CO | 03/2018 | 12/2019 |
| Raymond James & Associates | Boulder | CO | 01/2020 | 05/2022 |
| Northern Trust Securities, Inc. | Arvada | CO | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-26 |
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