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Stephanie S Barnett

Mml Investors Services, LLC

Libertyville, IL

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-09-19
  • IL RA
    APPROVED
    Since 2023-09-19

Branch Locations

704 Florsheim Drive Suite 13, Libertyville, IL 60048 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Libertyville IL 06/2015 09/2023
Thrivent Financial Appleton WI 12/2015 09/2023
Mml Investors Services, Llc Libertyville IL 09/2023 Present
Massmutual Life Insurance Co Libertyville IL 09/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-27
  • S66 Uniform Combined State Law Examination
    2015-09-27
Other Names
  • Stephanie Cormican
  • Stephanie Roof
  • Stephanie Barnett

View on SEC IAPD

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Other Offices

ARCH VENTURE PARTNERS · CHICAGO, IL
OSAIC WEALTH, INC. · CHICAGO, IL
CETERA INVESTMENT ADVISERS LLC · CHICAGO, IL
CETERA INVESTMENT ADVISERS LLC · CHICAGO, IL
GATE CITY CAPITAL MANAGEMENT, LLC · CHICAGO, IL
CENTER ROCK CAPITAL PARTNERS, LP · CHICAGO, IL
AE WEALTH MANAGEMENT, LLC · Chicago, IL
LPL FINANCIAL LLC · PARK RIDGE, IL

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