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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-03-08
  • NY RA
    APPROVED
    Since 2024-03-08

Branch Locations

50 Rowes Wharf 4Th Floor, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Boston MA 03/2017 04/2021
Msi Financial Services, Inc.( Boston MA 06/2015 03/2017
J.P. Morgan Securities Llc Boston MA 04/2021 Present
Jpmorgan Chase Bank, N.A. Boston MA 04/2021 Present
Oasis Outsourcing Boston MA 01/2016 04/2021
  • 03/2017 → 04/2021
    Mml Investors Services, Llc
    Boston, MA
  • 06/2015 → 03/2017
    Msi Financial Services, Inc.(
    Boston, MA
  • 04/2021 → Present
    Boston, MA
  • 04/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Boston, MA
  • 01/2016 → 04/2021
    Oasis Outsourcing
    Boston, MA
Other Businesses

Effective 4/5/2021 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-30
  • S66 Uniform Combined State Law Examination
    2022-12-30
Other Names
  • Ryan James Swoyer

View on SEC IAPD

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