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Tammy Christine Baumgarten

Stifel, Nicolaus & Company, Incorporated

Pittsburgh, PA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-03-03
  • PA RA
    APPROVED
    Since 2025-03-03

Branch Locations

1001 Liberty Avenue Suite 1100, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Company Inc. Pittsburgh PA 03/2017 Present
Bank Of America Merrill Lynch Pittsburgh PA 03/2015 03/2017
Hyde Park Prime Steakhouse Pittsburgh PA 08/2010 04/2017
R Wine Cellar Pittsburgh PA 10/2017 12/2022
  • 03/2017 → Present
    Stifel Nicolaus & Company Inc.
    Pittsburgh, PA
  • 03/2015 → 03/2017
    Bank Of America Merrill Lynch
    Pittsburgh, PA
  • 08/2010 → 04/2017
    Hyde Park Prime Steakhouse
    Pittsburgh, PA
  • 10/2017 → 12/2022
    R Wine Cellar
    Pittsburgh, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-28
  • S66 Uniform Combined State Law Examination
    2025-02-28
Other Names
  • Tammy C Baumgarten
  • Tammy C Gentile

View on SEC IAPD

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Other Offices

ALLEGHENY FINANCIAL GROUP · PITTSBURGH, PA
ALLEGHENY INVESTMENTS · PITTSBURGH, PA
ANALYTX CAPITAL MANAGEMENT LP · PITTSBURGH, PA
CWM, LLC · Pittsburgh, PA
LPL FINANCIAL LLC · BELLEVUE, PA
DS WEALTH ADVISORS, INC. · PITTSBURGH, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PITTSBURGH, PA
WESBANCO SECURITIES, INC. · PITTSBURGH, PA

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