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Connor Patrick Joyce

Cwa Asset Management Group

St. Petersburg, FL

Naples, FL

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Current Employers
Cwa Asset Management Group

9130 Galleria Court Third Floor, Naples, FL 34109 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-19
  • FL RA
    APPROVED
    Since 2024-04-19

Branch Locations

St. Petersburg, FL • United States

9130 Galleria Court Third Floor, Naples, FL 34109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Covington KY 12/2015 04/2024
Fidelity Personal And Workplace Advisors Boston MA 07/2018 04/2024
Cwa Asset Management Group Naples FL 04/2024 Present
  • 12/2015 → 04/2024
    Fidelity Brokerage Services Llc
    Covington, KY
  • 07/2018 → 04/2024
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 04/2024 → Present
    Cwa Asset Management Group
    Naples, FL
Previous Registrations
  • 2018-07-13 → 2024-04-23
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Naples, FL
  • 2017-04-17 → 2018-07-13
    Strategic Advisers Llc
    Covington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-29
S63 Uniform Securities Agent State Law Examination 2016-03-04
  • S66 Uniform Combined State Law Examination
    2017-03-29
  • S63 Uniform Securities Agent State Law Examination
    2016-03-04

View on SEC IAPD

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