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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-18 |
| CA | RA | APPROVED | 2020-11-03 |
Branch Locations
3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States
480 W Napa St, Sonoma, CA 95476 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Napa | CA | 08/2016 | 11/2016 |
| Wells Fargo Bank, Na | Napa | CA | 08/2016 | Present |
| Wells Fargo Clearing Services, Llc | Napa | CA | 11/2016 | Present |
HLM BBQ, NOT INV RELATED, BENICIA, CA, 100% OWNERSHIP WITH SPOUSE, START 3/16/2019, 3 HOURS PER MONTH, ZERO DURING TRADING, SPICE AND SEASONING BUSINESS DAD'S BACKYARD SOLUTIONS; NOT INVESTMENT RELATED; BENICIA,CA; 50% OWNERSHIP; START DATE 05/06/2020; NUMBER OF HOURS PER MONTH 8; NUMBER OF HOURS DURING TRADING 0; OWNER OF DIGITAL GRAPHIC DESIGN COMPANY. PIXEL BLOCKS 3D; INV RELATED; BENICIA, CA; START 05/16/2024; 4 HOURS PER MONTH; 0 HOURS DURING TRADING; SELL 3D PRINTED ITEMS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-10 |
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