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Phillip Karl Swenson

Mercer Global Advisors Inc.

Walnut Creek, CA

San Francisco, CA

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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
CA RA APPROVED 2019-02-27
  • TX RA
    APPROVED
    Since 2023-06-29
  • CA RA
    APPROVED
    Since 2019-02-27

Branch Locations

100 Pringle Avenue Suite 310, Walnut Creek, CA 94596 • United States

235 Montgomery Street Suite 1020, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Advisors Inc. Fremont CA 12/2017 11/2018
Mercer Global Advisors Inc. Walnut Creek CA 01/2019 03/2021
Mercer Global Advisors Inc. Walnut Creek CA 04/2021 08/2021
Mercer Global Advisors Inc. Walnut Creek CA 09/2021 04/2025
Millar Financial Fremont CA 03/2015 11/2016
Millar Financial Group Fremont CA 12/2016 11/2018
Raymond James Financial Services, Inc. Fremont CA 10/2017 11/2018
Mercer Global Advisors Inc. Walnut Creek CA 04/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-20
  • S66 Uniform Combined State Law Examination
    2017-12-20
Designations
Other Names
  • Phil Karl Swenson

View on SEC IAPD

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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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