Louis Vincent Zuccarello

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2021-07-21
TX	RA	APPROVED	2021-07-21

NE RA
APPROVED

Since 2021-07-21
TX RA
APPROVED

Since 2021-07-21

Branch Locations

14301 Fnb Pkwy Ste 215, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	Bellevue	NE	03/2015	02/2020
Waddell & Reed, Inc	Omaha	NE	02/2020	07/2021
Various Insurance Carriers For W&R Insurance Agencies	Bellevue	NE	02/2020	07/2021
Shawn Macken	Omaha	NE	02/2020	Present
Omaha/Lincoln Chapter Of Penn State Alumni Association	Bellevue	NE	07/2015	Present
The Expanse Team, Inc.	Omaha	NE	02/2020	Present
Lpl Financial, Llc	Omaha	NE	07/2021	Present

03/2015 → 02/2020

Edward Jones

Bellevue, NE
02/2020 → 07/2021

Waddell & Reed, Inc

Omaha, NE
02/2020 → 07/2021

Various Insurance Carriers For W&R Insurance Agencies

Bellevue, NE
02/2020 → Present

Shawn Macken

Omaha, NE
07/2015 → Present

Omaha/Lincoln Chapter Of Penn State Alumni Association

Bellevue, NE
02/2020 → Present

The Expanse Team, Inc.

Omaha, NE
07/2021 → Present

Lpl Financial, Llc

Omaha, NE

Previous Registrations

2020-02-28 → 2021-07-21

Waddell & Reed

Omaha, NE

Savage, MN
2015-07-13 → 2020-03-03

Edward Jones

Bellevue, NE

St Louis, MO

Bellevue, NE

Bellevue, NE

Bellevue, NE

Other Businesses

1. 03/17/2000/Trustee for Lisa C. Zuccarello Living Trust/Act in a Fiduciary Capacity/Investment Related/Central North Plains, NE/0 HRS/MO 2. 06/05/2014/Omaha/Lincoln Chapter of Penn State Alumni Association/Non-Profit Board Member/Investment Related/Central North Plains, NE/ 0 HRS/MO 3.02/28/2020/LOUIS ZUCCARELLO/Expanse Wealth Management/DBA for LPL Business (entity for LPL business)/Investment Related/Central North Plains, NE/0 HRS/MO 4. 04/05/2022 - Expanse Risk Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 04/01/2022 - 10 Hours Per Month/ 10 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-05-15

S66 Uniform Combined State Law Examination

2015-05-15

View on SEC IAPD