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Nichole Shawna Graham

Regista Financial Strategies, LLC

Denver, CO

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Current Employers
Regista Financial Strategies, Llc

Denver, CO • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-06-25
CO RA APPROVED 2025-05-12
  • VA RA
    APPROVED
    Since 2025-06-25
  • CO RA
    APPROVED
    Since 2025-05-12

Branch Locations

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Worcester MA 03/2015 05/2017
Worcester Sanwich Hut Worcester MA 04/2017 07/2018
Berkshire Bank Worcester MA 06/2018 05/2019
Worcester State University Worcester MA 09/2018 09/2019
Fonte Financial Advisors Carlsbad CA 10/2019 07/2023
Wellspring Divorce Advisors Carlsbad CA 05/2019 07/2023
Worthynest Punta Gorda FL 10/2023 04/2024
Allegiant Divorce Solutions Romona CA 11/2023 12/2024
Fonte Financial Advisors Carlsbad CA 04/2024 12/2024
Wellspring Divorce Advisors Denver CO 01/2025 Present
Regista Financial Strategies, Llc Denver CO 05/2025 Present
  • 03/2015 → 05/2017
    Ameriprise Financial
    Worcester, MA
  • 04/2017 → 07/2018
    Worcester Sanwich Hut
    Worcester, MA
  • 06/2018 → 05/2019
    Berkshire Bank
    Worcester, MA
  • 09/2018 → 09/2019
    Worcester State University
    Worcester, MA
  • 10/2019 → 07/2023
    Carlsbad, CA
  • 05/2019 → 07/2023
    Wellspring Divorce Advisors
    Carlsbad, CA
  • 10/2023 → 04/2024
    Worthynest
    Punta Gorda, FL
  • 11/2023 → 12/2024
    Allegiant Divorce Solutions
    Romona, CA
  • 04/2024 → 12/2024
    Carlsbad, CA
  • 01/2025 → Present
    Wellspring Divorce Advisors
    Denver, CO
  • 05/2025 → Present
    Denver, CO
Previous Registrations
Other Businesses

Wellspring Divorce Advisor, not investment-related, 501 S Cherry Street Suite 1100, Denver, CO 80246, Financial Analyst (Independent Contractor); 05/2019-07/2023 and now 01/06/25-Present. 50 hours/month. Work hours vary. Provides divorce financial planning services on an hourly contract basis. This activity is separate from the advisory firm, and Nichole Graham does not receive commissions or referral fees. While this work is financial in nature, it is not investment-related, and clients are under no obligation to use these services.

Designations

View on SEC IAPD

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