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Jamal Nia

J.P. Morgan Securities LLC

Wilmette, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-12
IL RA APPROVED 2021-10-01
  • TX RA
    APPROVED
    Since 2021-10-12
  • IL RA
    APPROVED
    Since 2021-10-01

Branch Locations

1200 Central Ave, Wilmette, IL 60091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Lake Forest IL 08/2016 03/2020
Jpmorgan Chase Bank, N.A. Lake Forest IL 08/2016 07/2021
J.P. Morgan Securities Llc Wilmette IL 08/2021 Present
Jpmorgan Chase Bank, N.A. Wilmette IL 08/2021 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-01
S63 Uniform Securities Agent State Law Examination 2015-04-02
  • S65 Uniform Investment Adviser Law Examination
    2021-10-01
  • S63 Uniform Securities Agent State Law Examination
    2015-04-02
Other Names
  • Jamal Fakhim Nasrollahinia

View on SEC IAPD

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