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Richard J Baldwin

Raymond James & Associates, Inc.

Lafayette, LA

Lafayette, LA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-03-05
TX RA APPROVED_RES 2025-03-04
  • LA RA
    APPROVED
    Since 2025-03-05
  • TX RA
    APPROVED_RES
    Since 2025-03-04

Branch Locations

Lafayette, LA • United States

1220 Camellia Blvd, Lafayette, LA 70508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2015 09/2019
Morgan Stanley Lafayette LA 09/2019 02/2025
Morgan Stanley Private Bank, N.A. New York NY 10/2019 02/2025
Raymond James & Associates Lafayette LA 02/2025 Present
Morgan Stanley Private Bank, N.A New York NY 10/2019 Present
  • 03/2015 → 09/2019
    Edward Jones
    St Louis, MO
  • 09/2019 → 02/2025
    Morgan Stanley
    Lafayette, LA
  • 10/2019 → 02/2025
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 02/2025 → Present
    Raymond James & Associates
    Lafayette, LA
  • 10/2019 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2019-09-06 → 2025-03-04
    Morgan Stanley
    Lafayette, LA
  • 2015-05-18 → 2019-09-07
    Edward Jones
    Lafayette, LA
    St Louis, MO
    Lafayette, LA
    Lafayette, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-08
  • S66 Uniform Combined State Law Examination
    2015-05-08
Other Names
  • Richard Baldwin
  • Richard John Baldwin

View on SEC IAPD

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