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Varun Soondar

Wells Fargo Clearing Services, LLC

Westport, CT

Melville, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-10-07
NY RA APPROVED 2025-06-30
  • CT RA
    APPROVED
    Since 2025-10-07
  • NY RA
    APPROVED
    Since 2025-06-30

Branch Locations

422 Post Rd E, Westport, CT 06880 • United States

68 S Service Rd Ste 200 [C1-Rbo], Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Greenwich CT 04/2016 01/2023
Jp Morgan Securities Llc Greenwich CT 04/2016 01/2023
Morgan Stanley Purchase NY 01/2023 06/2025
Wells Fargo Clearing Services, Llc Melville NY 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-09
S63 Uniform Securities Agent State Law Examination 2016-07-08
  • S66 Uniform Combined State Law Examination
    2020-09-09
  • S63 Uniform Securities Agent State Law Examination
    2016-07-08
Other Names
  • Varun A Soondar
  • Varun Soondar
  • Varun Anthony Soondar

View on SEC IAPD

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